Compliance
The stock exchange that asked the SEC for quarterly reporting changes
The Long-Term Stock Exchange filed a petition last September requesting the SEC give public companies a twice-a-year reporting option.
Compliance
Compliance
Coming soon: an unusual situation at the Fed’s top position
There’s awkward leadership transitions, and then there’s the current situation at the Fed.
Compliance
SEC proposal to end mandatory quarterly reporting draws opposition
Investors register their concerns about the effects on US capital markets.
Compliance
California sets deadline for corporate climate disclosure rule
4,000 companies now know when they need to start handing over their emissions data.
Compliance
What’s driving the precipitous drops in enforcement activity at the SEC and PCAOB?
Securities market and auditing enforcement actions fall to multiyear lows.
Compliance
Prediction markets may be getting a rule book
The CFTC wants in on prediction markets. So does Wall Street.
Compliance
Companies encouraged to voluntarily report financial misconduct
New York federal court offers self-reporting "fast track" for disclosure of criminal activity.
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