Compliance
SEC eliminates collection of names, addresses from Consolidated Audit Trail
The consolidated audit trail was created to monitor detailed information about US trading activity.
Compliance
Compliance
Trump admin ready to enact latest round of steel and aluminum tariffs
POTUS also teases “retaliatory tariffs” announcement.
Compliance
Who really pays for tariffs?
We have a sneaking suspicion you’ve been thinking a lot about tariffs lately, for some random reason.
Compliance
SEC reassigns litigator who pursued crypto exchange lawsuits
The head of litigation has been reassigned to the IT department.
Compliance
Despite SCOTUS ruling, beneficial ownership reporting is still on hold
The odyssey of the Corporate Transparency Act continues.
Compliance
Trump names Mark Uyeda SEC acting chair
A Republican member of the commission since 2022, he’ll take the reins temporarily.
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